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TR-2026-0017技术报告同行评审: 未经同行评审证据强度: 实验性状态: 已发布

Phi-3-mini: fused-tensor direct loading in a sovereign inference engine

Ran Tao (Octoryn Research)

本文未经同行评审。请将其视为工作文档,而非经验证的结果。

摘要

A sovereign port of Phi-3-mini-4k into a dense inference engine that direct-loads the model's fused projection tensors — one concatenated Q/K/V and one concatenated gate/up projection — as single tensors, rather than pre-splitting them at load. Under f16 it reproduces a HuggingFace transformers reference's prefill-logits at cosine 1.0 with full top-1 (argmax) agreement on a short stimulus; the 8-bit path reaches cosine 0.999996. Scope is narrow: a forward-pass numerical-fidelity smoke test only — not generation, throughput, latency, or long context (unwired; 4k plain-RoPE only). Mini only.

本 Research Object 以其原始语言(英文)发表。

1. Contribution

Claimed. A sovereign port of Phi-3-mini-4k into a dense inference engine that direct-loads the model's fused weight tensors — a single concatenated Q/K/V projection and a single concatenated gate/up projection — as single tensors via a dedicated fused-projection loading path, rather than pre-splitting them at load time. Under f16 the port reproduces a HuggingFace transformers reference's prefill-logits at cosine 1.0, top-1 (argmax) agreement on a short stimulus; the quantized 8-bit path reaches cosine 0.999996. This is a correctness-validation and engineering result (a new loading path plus a numerical-fidelity smoke test), not a novel algorithm.

NOT claimed. This note does not claim anything about generation quality, decode throughput, or latency — only prefill-logits fidelity. It does not claim long-context correctness: long context is not wired, so only the 4k plain-RoPE regime is covered. It does not cover Phi-3 medium or larger variants, and the small top-1 count is a smoke-test scale, not a benchmark-scale evaluation.

2. Methods

FieldValue
HardwareConsumer-class GPU (16 GB)
Oracle / baselineA recent HuggingFace transformers release, identical weights and input ids
ProcedureDirect-load the fused Q/K/V and gate/up projections as single tensors via a dedicated fused-projection load path; compare engine prefill logits to the oracle
Precisionf16 (primary parity); 8-bit (quantized check)
Metric + gatePer-position cosine of logit vectors; top-1 (argmax) agreement count
Stimulus / inputsPrompt yielding a small number of token positions, all top-1-agreeing; SentencePiece tokenizer, no BOS prepend
Model specificshead_dim = 96; untied lm_head

3. Results

ConfigurationCosineTop-1 (argmax)
f16 vs transformers reference1.0full agreement on the stimulus
8-bit (quantized)0.999996not recorded
No-regression (other dense models)pass (qualitative; values not recorded)

4. Threats to Validity / Limitations

  • Sample size is a smoke test, not a benchmark. Full top-1 agreement over a single short stimulus is a correctness smoke test; it does not establish distributional fidelity across diverse prompts, lengths, or sampling regimes.
  • Single-run, no variance. Parity is reported as point values with no repetition or confidence interval.
  • Parity is not quality. Logit-cosine and top-1 agreement bound numerical fidelity of the forward pass; they say nothing about generation quality, coherence, or downstream task performance.
  • Long-context out of scope. Long context is not wired; correctness is asserted only for the 4k plain-RoPE regime. Behaviour beyond 4k is unvalidated.
  • Precision ceiling. The 8-bit cosine (0.999996) is below f16; its top-1 agreement is not recorded. The engine's highest-precision path here is f16.
  • Quantization / variant bounds. Only Phi-3-mini-4k was tested; medium and larger variants are untested. No-regression on other dense models is asserted qualitatively without recorded numbers.
  • evidenceLevel = experimental is retained; the limited sample size above is the honest caveat on that label.

5. Reproducibility / Provenance

ItemValue
Oracle pinA recent transformers release (validate the oracle loads real weights before trusting parity)
Loading pathDirect single-tensor load of the fused Q/K/V and gate/up projections
TokenizerSentencePiece, no BOS prepend
SovereigntyLinks against the vendor GPU runtime plus system libraries only (no third-party vendor BLAS or DNN libraries)

声明边界

作者对范围的明确界定——本工作证明了什么、未证明什么——沿用自 Octoryn Research 的发表模型。

证明

  • A sovereign Phi-3-mini-4k port with fused-tensor direct loading (concatenated Q/K/V and gate/up) matches a HuggingFace transformers f16 prefill-logits reference at cosine 1.0 with full top-1 agreement on a short stimulus; 8-bit reaches cosine 0.999996. A forward-pass smoke test.

未证明

  • Long-context behaviour beyond 4k — long context is not wired.
  • Generation quality, coherence, or downstream task performance.
  • Decode throughput or latency.
  • Phi-3 medium or larger variants.
  • Benchmark-scale fidelity — top-1 agreement over one short stimulus is a smoke test, not a distributional evaluation.
  • 8-bit top-1 agreement (not recorded).

适用于

  • f16 prefill-logits parity for Phi-3-mini at 4k (plain RoPE) on a consumer-class GPU versus a recent transformers reference with identical input ids.

不适用于

  • Context beyond 4k, generation/throughput/latency claims, Phi-3 variants other than mini, or any quality (as opposed to numerical-fidelity) claim.

作者

  • Ran Tao — 调查研究, 写作

引用本文

引用格式

Tao, R., Octoryn Research. (2026). Phi-3-mini: fused-tensor direct loading in a sovereign inference engine (TR-2026-0017). Octopus Research Institute.

BibTeX

@techreport{oritr20260017,
  title       = {Phi-3-mini: fused-tensor direct loading in a sovereign inference engine},
  author      = {Tao, Ran and {Octoryn Research}},
  institution = {Octopus Research Institute},
  year        = {2026},
  note        = {Permanent ID TR-2026-0017. Not peer reviewed.}
}

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